Financial Markets Authority

Results: 2356



#Item
741LCH.Clearnet / Stock market / Financial markets / United States housing bubble / Securities / Over-the-counter / Derivative / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Finance / Financial system

August 5, 2012 Via Electronic Submission: www.esma.europa.eu European Securities and Markets Authority 103 Rue de Grenelle[removed]Paris France Re:

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Source URL: www.managedfunds.org

Language: English
742Financial services / Funds / Financial markets / Hedge fund / Convertible bond / Bond / Credit default swap / Collective investment scheme / Investment management / Financial economics / Investment / Finance

March 9, 2012 Via ESMA Website European Securities and Markets Authority 103 Rue de Grenelle[removed]Paris France

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Source URL: www.managedfunds.org

Language: English
743Investment / Financial institutions / Actuarial science / Institutional investors / European Insurance and Occupational Pensions Authority / International Financial Reporting Standards / Valuation / Market liquidity / Insurance / Finance / Financial economics / Financial markets

CEIOPS | Westhafen Tower, 14 floor, Westhafenplatz[removed]Frankfurt | Germany Sir David Tweedie Chairman International Accounting Standards Board

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Source URL: eiopa.europa.eu

Language: English - Date: 2014-09-19 11:12:45
744European Insurance and Occupational Pensions Authority / European Securities and Markets Authority / Investment / European Banking Authority / Consumer protection / Financial adviser / Insurance / Bank / European System of Financial Supervisors / European Union / Financial institutions / Financial economics

[removed]Draft News Items ESAs Consumers Day

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Source URL: eiopa.europa.eu

Language: English - Date: 2014-09-19 10:52:23
745Systemic risk / Bonds / Securities / Securities Industry and Financial Markets Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Regulatory compliance / Financial Industry Regulatory Authority / Volcker Rule / Financial economics / Finance / Investment

How does Material Culture Extend the Mind? Highly-Leveraged Transaction (HLT) ▶ Entrepreneurship and Financial Markets Homophily

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Source URL: users.ox.ac.uk

Language: English - Date: 2013-10-08 12:52:38
746Systemic risk / Bonds / Securities / Securities Industry and Financial Markets Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Regulatory compliance / Financial Industry Regulatory Authority / Volcker Rule / Financial economics / Finance / Investment

SIFMA President and CEO Kenneth E. Bentsen, Jr Remarks as Prepared for the SIFMA C&L Society Annual Seminar

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Source URL: www.sifma.org

Language: English - Date: 2014-04-01 08:50:01
747Banks / Banking in Switzerland / Economy of Switzerland / Privacy / Swiss law / Banking / Markets in Financial Instruments Directive / Bank / Swiss Financial Market Supervisory Authority / Switzerland / Law / Finance

Microsoft PowerPoint - SFI Capco conference Harry Hurzeler final.ppt

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Source URL: www.swissfinanceinstitute.ch

Language: English - Date: 2012-03-08 04:55:35
748Financial markets / Economy of New York City / NASDAQ / Stock market / Order management system / Market data / Financial Industry Regulatory Authority / Economy of the United States / Financial economics / Investment

NASDAQ TradeInfo A Valuable and Affordable Web Tool for Order Management NASDAQ TradeInfo is an easily accessible Internet-based tool that allows users access to all of the NASDAQ order and execution information for thei

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Source URL: nasdaqtrader.com

Language: English - Date: 2010-03-19 16:17:23
749Finance / Public Company Accounting Oversight Board / Audit / Sarbanes–Oxley Act / U.S. Securities and Exchange Commission / Regulation S-X / Financial audit / Auditing / Accountancy / Business

ACCOUNTING OVERSIGHT BOARD OF THE UNITED STATES AND THE NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS ON COOPERATION AND THE EXCHANGE OF INFORMATION RELATED TO THE OVERSIGHT OF AUDITORS STATEMENT OF PROTOCOL BETWEEN TH

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Source URL: pcaobus.org

Language: English - Date: 2012-04-12 15:46:55
750Arrears / Debt / Cattles / Financial Services Authority / Financial Services and Markets Act / PricewaterhouseCoopers / International Financial Reporting Standards / Financial statement / Finance / Accountancy / Business

FINAL NOTICE To: John Blake

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Source URL: www.fsa.gov.uk

Language: English - Date: 2014-06-14 08:47:45
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